College Financial Aid: Pre-High School Saving

About 60% of all aid is in the form of loans, andDon: I think you've been looking at that sheet!
increasing.Anyway, so that's a good point. Once you're set with
Saving: For example, if you start saving when yourthe savings, you put aside $26,000 for the $40,000.
child is 5 years old, you will have 13 years to saveBorrowing, he borrows the same $40,000 and he has
before your child enrolls in college. If you can putto repay $55,000. There's almost a $30,000
aside $167 per month - that's $2,000 per year - youdifference in this example between savings and
will have saved $26,000 by the time your child beginsborrowing.
college.Karl: Right and I agree with you. I think that if you do
With a 6% return over the thirteen-year period, yourthe numbers it works out to be $167 per month for
$26,000 will have grown into $40,000. That $40,000me right now. I think that if you start putting away
will be available to help you pay for your child'sthat amount of money, you just get used to it, you
college expenses like tuition and room and board.learn to live without it, and before you know it you
Borrowing:If you choose not to save when your childhave this nest egg that's ready for the children and
is young, it is likely that your child will have to borrowtheir college education. So just to recap, you're point
to help pay for college. For comparative purposes,number two was saving beats borrowing hands
let's assume you borrow $40,000 in increments ofdown - I agree with you 100%.
$10,000 per year for 4 years. Assuming a 6.8%Can you explain for me point number three which is,
interest rate and a 10 year repayment period,the tax system gives incentives to college savers.
borrowing $40,000 will ultimately cost your childWhat does that mean?
$55,200.Don: Yeah it sure does, there's something called the
Difference: The difference between borrowing and529 Plan, which the government has set up and
saving is nearly $30,000 ($55,200 ─ $26,000 =that's the provision of the Internal Revenue Service.
$29,200). Thus, saving beats borrowing hands down.It says you do not have to pay taxes on money put
3. The tax system gives incentives to college savers.in this particular college savings plan. Not only do you
Both state and federal laws allow families to earnnot have to pay federal taxes, but you don't have to
tax-free interest on college savings. The followingpay state taxes.
example illustrates the advantage of earning interestSo what it means is this money accumulates without
tax free:any tax payments over this thirteen year period we
Assume when your child is born you invest atalked about. It's a substantial difference if you
one-time, lump sum of $18,000 in a state 529 planaccumulate money paying taxes every year versus
(see Points 4 - 6 below to learn more about 529not paying taxes.
plans). By the time your child is ready to enroll inAn example I like to use would be, if you set aside
college at the age of 18, you will have access toat age 0 when your child is born, $18,000. If you
$63,000 in order to help pay for your child's collegehave to pay taxes on that over a period of 18
expenses.years, you'll have accumulated $43,000. If you do it in
If the same $18,000 were invested in a taxablea 529 plan with all the advantages inherited in that,
vehicle with the same rate of return as the 529 plan,you'll actually accumulate $63,000. So it's quite a
after subtracting the federal and state taxes thatdifference in your pocket, your out of pocket
would be due each year, you would have access toexpense, and in savings in any way that's taxable
only $43,000 to help pay for college.versus the 529 plan which are non-taxable in the
The difference, which is essentially a governmentfederal or the state level.
subsidy to promote college savings, is $20,000, allKarl: So really what it comes down to is there is a
else being equal. Furthermore, some states actually$20,000 difference in your example that would go to
allow deductions for contributions, making the 529me and my child's education versus...
plan even more attractive to college savers.Don: Right, it's a government subsidy for saving for
4. 529 plans are the most popular and convenientcollege basically.
way to save.Karl: Okay, so your point number 4 is 529 plans are
There is approximately $100 billion currently investedthe most popular and convenient way to save. What
in state 529 plans.are 529 plans?
5. Not all 529 plans are alike.Don: 529 plans are these government sponsored
Each state has its own 529 plan. Investment optionssavings plan, which are now by far the most popular
and fees may vary from state to state, so it paysway to save for college. I think there's like a hundred
to shop around. A couple of useful sites forbillion dollars in these plans as of the current time.
comparing the different state plans are andThey simply are I think the most convenient, easy
Most state plans have websites that include freeway to save for college.
electronic college saving calculators to help you decideKarl: Now you say government plans, are they
how much to save in order to meet your savingfederal or state plans for the most part?
goals.Don: The federal government puts in the rules as far
6. The money saved in a 529 plan is not forfeited ifas these tax advantages we talked about, but
the beneficiary does not go to college or gets a fullactually the plans are set up within each state, they
scholarship.establish their own. So when they look at 529 plans,
Money saved in a 529 plan may be used to pay theyou normally start looking at your own state plan
college expenses of other family members, includingbecause of certain advantages as far as state tax
siblings, parents, cousins and stepchildren. The moneydeductions, there may be some scholarship benefits.
can even skip a generation and be used for aThere's also a very good website called and I think
grandchild in the unlikely event that becameit's worthwhile before one invests in one's own state
necessary.plan to at least go on that website and check some
7. There is no right amount to save. It depends onof the provisions of other state plans to see
your financial situation.whether your state is offering the best deal for you
8. Do not save for college at the expense ofor whether you might do even better by going to
maintaining your normal lifestyle or your retirement.another state.
You don't want to short change the amount you setKarl: Okay, you just answered your point 5 which is
aside for retirement. If you run out of money, therenot all 529 plans alike you should shop around. And
is no such thing as a retirement loan. On the otherthe website was collegesaving...
hand, it is relatively easy to get a college loan.Don:
9. Two ways to save are:o Save what you canKarl: Sorry about that! Number 6, what if the
afford after taking care of family expenses.beneficiary doesn't go to college or gets a full
As was stated in Point 5 above, most state 529 planscholarship? Now you know all of my children are
websites have free electronic college savinggoing to get full rides, so this is a complete waste of
calculators. Other websites, like finaid.org, have themtime for me, but let's just pretend they're not as
as well. By using these calculators you can periodicallyspecial as I think they are!
check to see how well your savings are keepingDon: Well if you can't use any of your children, do
pace with college costs.o Set a target figure. Ayou have any nephews or nieces? I guess is my
number to shoot for is the tuition fee at the majorquestion.
public university in your state. For a more ambitiousKarl: I do, I do. Both of my sisters have kids, so I
goal, you might use the out-of-state tuition charge.have two nieces and three nephews.
This higher figure would also allow you to accumulateDon: Okay well, the way they've set up the rules is
enough savings to pay for a good part of the tuitionyou initially establish a beneficiary. If he or she does
cost at a private college.not go to college, has a scholarship, you can then
Most college saving calculators found on statemove the money around to other beneficiaries,
websites automatically include information on theincluding your whole family: your cousins, your first
current and projected (in-state and out-of-state)cousins, or if you want to go back to school you can
tuition rates for the state's main universities.use it yourself. You can actually skip a generation and
10. If you save in a 529 plan and later apply for aid,it could even go to your grandchildren, but we won't
you may be subject to a very light "penalty" in termsget into that right now!
of how much the amount you have saved willKarl: Well speaking of different generations my
increase your expected family contribution.parents have at times expressed an interest in
If the child's parents are the owners of the 529 plan,helping me save for my children's education. Is it first
they may be asked to contribute some of thatof all typical for grandparents to want to get
money under the rules of the need formula. (There isinvolved? And if they want to, can they get
no such "penalty" if the plan is owned by the child'sinvolved?
grandparents. See Point 12 below for more onDon: Yes. I read a recent pole that says two thirds
grandparents.) Let's look at the example in order toof grandparents would like to help their grandchildren
better understand.with college to some extent. A 529 plan is an
If you, the parent, manage to have $100,000 savedexcellent option for grandparents. We haven't talked
in a 529 plan by the time your child is ready to startabout the effect of the financial aid formula on these
college, the first $50,000 will not be considered at allsavings yet, but there's kind of a light tax on savings
when calculating your child's aid award. (This is one ofthat would be held in the parents' name. If the
the ways the system rewards you for saving.) Onlygrandparents save the money for college, they're not
5% of the second $50,000, or $2,500, will bepart of the financial aid system at all. So one doesn't
assumed to be available to pay for college. In othereven have to worry about that.
words, the amount of your need will decrease byThe other advantage of grandparents is as they're
that amount.building up their estate and they move this money,
Thus, one could argue that by diligently savingnone of it counts even though their the owner in
$100,000, you are ultimately worse off by $2,500.their estate. So it's actually a good estate planning
However, if you consider that you are very likely totechnique as well. And farther down the line, they'll
have earned around $35,000 in tax-free interest overhelp their grandchildren, which I'm sure they really
the saving period, you will realize that by saving youwould like to do.
are actually about $32,500 better off.Karl: Okay now we talked a little before about what
11. There are other ways to save besides 529 plans.is the right amount to save. Now you threw out
To look into other options, it is best to consult with asome examples of $167 a month and I asked you a
financial advisor.question: what if I can't save that much, what should
Remember to choose an advisor who in very familiarI do? The other variable is I don't know how
with all applicable aid rules. The need formula treatsexpensive school is going to be when they get to
savings differently depending on whether the parentthat age. Is there sort of a right amount to save or
or the child is the owner.how do you go about figuring out what the right
12. Grandparents too can help through 529 plans.amount is?
Based on a recent poll, two-thirds of grandparentsDon: The easiest answer to that is simply save what
say they are interested in helping to pay for theiryou could afford after you take care, as we talked
grandchildren's college education. It is worthwhile toabout before your current living expenses and your
know, that money saved in grandparent-owned 529retirement protection. If one wants to set a target
plans is not considered when calculating thefigure, I think a reasonable one is the out of state
grandchild's aid award. Furthermore,tuition for wherever your flag ship public institution is.
grandparent-owned 529 plan savings are not countedIn New Jersey they use rectors as an example; the
as part of the grandparent's estate for estate taxout of state tuition for a student that comes from
purposes.out of state and attends rectors is about $17,000 a
College Financial Aid: Pre-High School Savingyear currently. If you take that and you inflate it
(transcript)over a period of time that ends up being thirteen
I've spent the last couple months videotaping myselfyears using the same 5-year-old example. $168,000 is
giving advice on how to take the SAT, but I knowwhat you're facing way down the line. You'd have to
that getting a good SAT score is not all that youput aside about $450 a month to meet a target like
need to do to get into a good college. There's a lotthat over that period of time.
you need to know about financial aid and admissions.So, some families can't afford it. If you could afford
While I'm not an expert in those fields I have somethat, it's a very good number to shoot for because
friends who are and I recently had the opportunitythen if your student stays in state that amount of
to sit down and talk to Don Betterton.money would probably pay for tuition, plus room, plus
Don is the former financial aid director of Princetonboard and if they go to a private institution, it will
University. He was there for 30 years in that position.probably pay a good part of the private institutions
I got to know Don back in the late 80s when hetuition. So it's a reasonable target figure. It can be
was one of the assistant soccer coaches and I wasexpensive but if that's not possible, any amount you
on the varsity soccer team. Don and I have knownsave is better than not saving at all.
each other for a long time, he's a great guy and IKarl: Don, one last question on a topic that we didn't
asked him what I could do today before my kids arereally cover I don't think in the last segment. Will I
even in high school to help make paying for collegeultimately be penalized if I'm a good person that
easier when my kids finally do get to college.saves and does everything I'm supposed to when I
So I grabbed my video camera and sat down withget to that financial aid award when my kids get to
Don and hopefully you'll enjoy the conversation.school?
Karl: So Don I'm excited, I'm about to learn theDon: Yeah that's a really good question and I hear
twelve things I need to know about saving forthat quite a bit. Am I penalized for saving? Whether
college for my children. Your first bullet is calledit's in a 529 plan or any other form of savings the
putting aside money for college is a good idea, thefinancial aid formula is really fairly light on how they
earlier the better. My question for you would be, whotreat savings. Let me give you an example:
is it a good idea for: me or my children?If by the time your son gets to college, you have
Don: Actually it's a good idea for both. What I like to$100,000 in some form or another savings,
do is compare "Savings vs. Borrowing" because if youinvestments, 529 plans, the financial aid formula first
don't save now the chances are your child is going tosaid you can reserve $50,000 that we won't even
have to borrow later on. So I have an example here,look at. So now they only look at $50,000 of your
depending on how old your children are.$100,000. What's called a tax rate on that, the
Karl: I have a 9-year-old, a 7-year-old, and aamount that's added to your contribution is 5%. So
6-year-old.going through the math 5% of $50,000 is $2,500. So
Don: Okay. Well my example is based on a 5-year-old.you're contribution is now going to be $2,500 greater
So let's start with that. Thirteen years until college,because you have $100,000, so I think that's fairly a
you start putting aside money when your son islight treatment of the savings. As a matter of fact, if
5-years-old. You put aside $2,000 per year over thatthe $100,000 gained some interest during the years,
thirteen year period; you've set aside $26,000 dollars.chances are you can simply pace some interest off
The interest accumulation over that period of timethe top of it and never actually have to touch the
means you'll have $46,000 ready to go to collegeprincipal at all. So whether it's 529 plans or any other
when he's 18 years old.form of savings, it's a good idea enough that the
Let's say you don't do that, you don't put aside anyfinancial aid system treats it fairly lightly.
money at all. You still need $40,000, now you haveKarl: Awesome! Thanks Don I really appreciate your
to borrow that money. He takes out a student loan,time and your knowledge and your willingness to
graduates with $40,000 worth of debt. He has toshare with me.
repay that at a 6.8% interest rate over a 10 yearDon: Thank you.
period. Guess how much he'll have to repay?Karl SchellscheidtePrep
Karl: $55,200. (laughs)Copyright 2006 - All Rights Reserved, ePrep, Inc.